2013

Body

Compliance & Other Audits

1159-A AOC Special Request Review of County's Purchase of Real Property Using Clerk-Recorder Special Revenue Fund 12D (1.55 MB)

1159-A Audit Highlight (41.8 KB)

1159-B AOC Special Request Review of Clerk-Recorder Fund 12D Revenue Sources, Expenditures, and Related Accounting Practices (5.69 MB)

1159-B Audit Highlight (41.7 KB)

1214 Annual Examination of the Treasurer's Investment Compliance with Government Code and County Investment Policies (629.6 KB)

1214 Audit Highlight (50.7 KB)

1218-B First Follow-Up Audit of Countywide Employee Cash Advances (632.9 KB)

1218-E Final Close-Out and First Follow-Up Special Request Audit Sheriff-Coroner Law Enforcement Services Contract Cost Study (634.8 KB)

1249-A Audit Highlight (41.2 KB)

1249-A Quarterly Audit of Auditor-Controller's Cash and Investment Reconciliation Compliance (346.3 KB)

1249-B Audit Highlight (39 KB)

1249-B Quarterly Audit of Auditor-Controller's Cash and Investment Reconciliation Compliance (179 KB)

1249-C Audit Highlight (39 KB)

1249-C Quarterly Audit of Auditor-Controller's Cash and Investment Reconciliation Compliance (216.6 KB)

1303-A OC Fraud Hotline Activity Report for the period July 1 2012 to June 30 2013 (291.7 KB)

1315-A Audit Highlight (39 KB)

1315-A Quarterly Examination of Auditor-Controller's Cash and Investment Reconciliation Compliance (178.7 KB)

1315-B Audit Highlight (39 KB)

1315-B Auditor-Controller Cash and Investment Reconciliation Compliance QE 9/30/13 (230.2 KB)

1327 Audit Highlight (43.5 KB)

1327 Audit of Health Care Agency Environmental Health Division FY 13-14 Fee Study (457.6 KB)

Financial Audits (FAM)

1112 Audit Highlight (41.2 KB)

1112 Financial and Mandated Annual Audit of Treasurer's Investment Compliance for Year Ended 2011 (1.04 MB)

1214 Audit Highlight (50.7 KB)

1214 Required Annual Examination of the Treasurer's Investment Compliance with Government Code and County Investment Policies (629.6 KB)

1218-C Final Close-Out First Follow-Up Audit of Treasurer's Investment Compliance YE 12/31/10 (563.9 KB)

1218-D Final Close-Out First Follow-Up Audit of Tax Redemption Officer Records and Accounts (549.7 KB)

1219-A Final Close-Out Second and Final Follow-Up of Treasurer's Investment Compliance, YE 12/31/09 (632.5 KB)

1219-B Second Follow-Up Audit of Treasury Cost Allocations to Pool Participants (186.3 KB)

1310 Audit Highlight (35.6 KB)

1310 Financial Statement Audit of OC District Attorney's Workers' Compensation Insurance Fraud Program (430.4 KB)

1311 Audit Highlight (35.7 KB)

1311 Financial Statement Audit of OC District Attorney's Disability and Healthcare Insurance Fraud Program (254.7 KB)

1312 Audit Highlight (35.6 KB)

1312 Financial Statement Audit of OC District Attorney's Automobile Insurance Fraud Program (254.3 KB)

1313 Audit Highlight (35.7 KB)

1313 Financial Statement Audit of OC District Attorney's Organized Automobile Fraud Activity Interdiction Program (254.3 KB)

Information Technology Audits

1142 Audit Highlight (53 KB)

1142 Information Technology Audit of Social Services Agency Computer General Controls (1.45 MB)

1142-F1 First Follow-Up Information Technology Audit of Social Service Agency Computer General Controls (391.6 KB)

1143 Audit Highlight (52.9 KB)

1143 Information Technology Audit of District Attorney Computer General Controls (912 KB)

1143-F1 First Follow-Up and Final Close-Out Information Technology Audit of District Attorney Computer General Controls (584.7 KB)

1238-G Audit Highlight (52.8 KB)

1238-G CAAT January 2013 (688.5 KB)

1238-H Audit Highlight (52.8 KB)

1238-H CAAT February 2013 (690.2 KB)

1238-I Audit Highlight (53.7 KB)

1238-I CAAT March 2013 (688.1 KB)

1238-J Audit Highlight (54.3 KB)

1238-J CAAT April 2013 (662.6 KB)

1238-K Audit Highlight (54.5 KB)

1238-K CAAT May 2013 (665.1 KB)

1238-L Audit Highlight (55.5 KB)

1238-L CAAT June 2013 (761.3 KB)

1239 Audit Highlight (53.7 KB)

1239 Purchasing Card Audit Using Computer-Assisted Audit Techniques of CEO/County Procurement Office (3.56 MB)

1251 Audit Highlight (54 KB)

1251 Information Technology Audit of Child Support Services Computer General Controls (615.2 KB)

1349-A Audit Highlight (54.7 KB)

1349-A CAAT July 2013 (759.3 KB)

1349-B Audit Highlight (53.7 KB)

1349-B CAAT August 2013 (759 KB)

1349-C Audit Highlight (53.4 KB)

1349-C CAAT September 2013 (759.7 KB)

1349-D Audit Highlight (39.2 KB)

1349-D CAAT October 2013 (448.6 KB)

1349-E Audit Highlight (51.2 KB)

1349-E CAAT November 2013 (449 KB)

1349-F Audit Highlight (39.2 KB)

1349-F CAAT December 2013 (448.7 KB)

1354 Audit Highlight (51.2 KB)

1354 Information Technology Audit of OC Public Works Computer General Controls (795.1 KB)

Internal Control Audits

1125 Audit Highlight (49.3 KB)

1125 Internal Control Audit of John Wayne Airport Change Order Process for the Airport Improvement Program (1.54 MB)

1125-F1 Final Close-Out First Follow-Up Internal Control Audit of John Wayne Airport Change Order Process (393.6 KB)

1222 Audit Highlight (42.2 KB)

1222 Internal Control Audit of OC Community Resources Fee Generated Revenue (1.57 MB)

1223 Audit Highlight (42 KB)

1223 Internal Control Audit of OC Public Works Disbursement Approval Process (548.2 KB)

1224 Audit Highlight (51.6 KB)

1224 Internal Control Audit of Social Services Contract Payment and Fiscal Monitoring (1 MB)

1224-A Final Close-Out First Follow-Up Internal Control Audit of Sheriff Inmate Welfare Fund and Select Jail Commissary Process (541.5 KB)

1227-B First Follow-Up Internal Control Audit of OC Community Resources Disbursement Approval Process (545.3 KB)

1227-C First Follow-Up Internal Control Audit of OC Public Works Fee Generated Revenue (497.5 KB)

1227-D Final Close-Out First Follow-Up Internal Control Audit of Social Services Agency Revolving Fund Process (600.9 KB)

1227-E Final Close-Out First Follow-Up Internal Control Audit of Health Care Agency Medical Billing Process (660.2 KB)

1228-C Final Close-Out and Second Follow-Up Audit of OC Waste & Recycling Fee Generated Revenue (566.3 KB)

1228-D Second and Final Close-Out Follow-Up Internal Control Audit of OC Waste & Recycling Fee Generated Revenue (1023) (503.9 KB)

1228-E Final Close-Out Second Follow-Up Internal Control Audit of OC Public Works Countywide Fleet Management (188.5 KB)

1228-F Final Close-Out Second Follow-Up Internal Control Audit of OC Public Works County Fuel Card Administration (177.4 KB)

1228-G Second Follow-Up Internal Control Audit of Probation Department GPS Electronic Monitoring Programs (555 KB)

1239 Audit Highlight (53.7 KB)

1239 Purchasing Card Audit using Computer-Assisted Audit Techniques (CAATS) of CEO/County Procurement Office (3.56 MB)

1339-A First Follow-Up Internal Control Audit of Social Services Agency Contract Payments and Fiscal Monitoring (630.3 KB)

Revenue Generating Lease Audits (RGL)

1134-F1 First Follow-Up Audit of Revenue Generating Lease Agreement for John Wayne Airport Fox Rent A Car (399.8 KB)

1230 Audit Highlight (39.8 KB)

1230 John Wayne Airport - Vanguard Car Rental USA (517.3 KB)

1231 Audit Highlight (40 KB)

1231 OC Community Resources/OC Parks - Strawberry Farms Golf Club (227.2 KB)

1232 Audit Highlight (41.7 KB)

1232 Revenue Generating Lease Audit of OC Dana Point Harbor/Dana Point Shipyard (1.39 MB)

1233 Audit Highlight (41.8 KB)

1233 Revenue Generating Lease Audit of OC Dana Point Harbor, Dana Point Jet Ski (659.7 KB)

1235-A First and Final Close-Out Revenue Generating Lease Follow-Up Audit of OC Public Works/River View Golf Course (215.5 KB)

1347-A Final Close-Out Second Follow Up Revenue Generating Lease Audit of OCCR/OC Parks, Parking Concepts Inc. (240.4 KB)